The idealised Islamic state is not utopian, in that it does not espouse
near impossible themes that have little bearing to reality. Islamic states did
once exist and can function again in contemporary times, provided the
requirements of a contemporary Islamic state are understood and appropriately
developed from the fundamentals that already exist within the Islamic polity.
A comparison between the modern secular state and the ideal Islamic state
is unavoidable as an investigation of differences in the application of
familiar themes in both systems is a useful way of understanding the basis of
an Islamic state.
Potency of politics in Islam
It is a well-known fact that Islam has a value-system applicable to
government and politics. This is a powerful theme that raises spontaneous
opposition from the West due to the West's own historical experience of the
renaissance when the state and church were painfully separated. However, there
a number of reasons which compel Muslims, even those who are aware of the
Western experience, to consider politics, even modern politics, as being part
of practical Islam. These are:
Islam does not separate the secular from the spiritual. It is a
comprehensive way of life. To this effect, it provides man with theoretical and
practical guidance covering all aspects of life, of which the political aspect
is but one. The world, in its view, is a place of preparation of the soul for
the hereafter and that this preparation fulfils the purpose of creation of man.
One cannot therefore consider parts of worldly life as having no meaning with
regards to that final purpose.
The majority of Islamic injunctions apply to the Islamic ummah rather than
the individual. The importance of society and laws governing social interaction
in Islam therefore becomes obvious. The rulership of such a society requires
Islam to provide guidelines for the establishment of a just government and the
running of the state machinery.
When Prophet Muhammad established the first Islamic state in the city of
Madinah, he personally laid down principles by which an Islamic state would
run, including the unity of religious, political and legal institutions. The
idea of that original Islamic state, governed by a perfect ruler enjoying
direct communion with God has remarkable potency for the Muslim even after
fourteen hundred years.
The Islamic world was ruled for at least five centuries by some form of
Islamic government partly or fully based on the original idealised model. A
vast amount of material for such governship thus exists in the classical
literature. There is a great attraction in looking into these texts to find
means of developing the methods then used into something that would be
applicable in contemporary times.
Sovereignty & legitimacy
The most fundamental principle of Islam is tawhid, which means unity or
oneness of God. This principle is the spirit behind all ideas and practices in
Islam. Translated into political philosophy, it asserts that sovereignty
belongs only to Allah. This means that the explicit commands of Allah, as laid
down in the Qur'an cannot be changed and must be adhered to by all. The
principle of oneness further asserts that the sovereignty of God is fulfilled
by the vicegerency of a single person in each age, called the Imam. It is a
principle of faith that such an Imam, a divinely appointed direct descendant of
the Prophet, will always exist on the face of the earth. This is the source of
the political legitimacy for the leadership of the head of state, who is
charged to exercise divine authority within the limits prescribed by Allah.
Another principle that applies here is that of the khilafah, that is the
representation of the lordship of Allah as His trustee. Humankind is the
recipient of a lordship over other creatures of Allah and ultimately bears the
responsibility towards Allah of how this duty is executed. This responsibility
is epitomised in a complete and perfect way in the person of the Imam, who for
that reason is also called the khalif. The later term, popularly written
caliph, commonly denotes the Imam in his capacity as the successor of the
Prophet and the head of the Islamic State.
Head of state
There can be no doubt that the type of government espoused by Islam is a
form of theocracy in which the head of state has ultimate decision-making
powers. It is not a theocracy of the kind that once existed in Europe, as the
suzerainty of God is not translated to an arbitrary rule of a priestly class
but is invested in a single head whose rule operates within the divine
injunctions of revelation, that is the Qur'an and the practice of the Prophet.
He is the final interpreter and guardian of religion and its very embodiment,
one to be emulated and one who provides the moral basis for law. His
predecessor through an act of designation can only make his appointment.
The very basis for government in Islam is God-given morality and the ruler
has to be the embodiment of that notion. Such high standards are demanded of
the ruler that only such men as Prophets or Plato's Philosopher King in the
Republic would do the post justice. In the Shi'a Fatimi Isma'ili faith, the
ruler, that is the Imam, is at once the sinless and in-errant religious head of
the ummah (Islamic community) and also the khalif, its political ruler.
The Imam represents the Prophet and commands the same authority in so far
as obedience to him is concerned. The Qur'anic verses
"So accept what the Apostle assigns to you and deny yourselves that
which he withholds from you. And fear Allah; for Allah is strict in
Punishment."(59:7)
"But no by your Lord they can have no (real) Faith until they make you
judge in all disputes between them and find in their souls no resistance
against your decisions but accept them with the fullest conviction."
(4:65)
apply equally for the Imam. The Imam therefore provides the dynamics within
religion and law. He interprets religion in accordance with the requirements of
the time. The authority inherent in the Imam deals with the question of
antiquity and irrelevancy of historical perspectives or of developing classical
Islamic institutions for a new age. The Imam in an Islamic state would have the
authority to adopt laws, even divine laws and to enact constitutions and choose
the administrative system to govern with according to the prevailing
circumstances and needs of the times.
The subject of administrative systems allowable in Islam is vast and
includes structure of government, taxation and wealth distribution, security
etc. and will not be dealt with in this dissertation. This dissertation will
limit itself to the judiciary, the philosophy of law and its ethics, the role
of morality, human rights and democracy in an Islamic state, as these are also
the principles upon which a contemporary secular state is based.
Essentials of a modern secular state
Almost all models of government all over the world follow the models that
exist or once existed in Europe, whether they are dictatorships, monarchies or
democracies. Western Europe defined nation-states and developed ideas that have
shaped world governments, international politics and virtually all machinery
required to run a contemporary state. There are a number of themes that such
states aspire to. These can be classified as follows:
Government should be based upon
an elected parliament.
The judiciary should be
independent of other centres of power.
A degree of egalitarian
participation of the people in the running of the state, that is, a form of
democracy.
The protection of individual
human rights and civil liberties.
This dissertation will investigate the role of each of these themes in an
ideal Islamic State.
One should note that these themes are not always fully applied even in the
most ardent of liberal democracies. Often, even a democratically elected
government acts against the wishes of the people for selfish or paternalistic
reasons. In other cases, as in the case of the trade union acts in UK, the
judiciary gives extreme interpretation to law and over-rules the intent of
parliament. Prejudices sometimes allow different interpretations of the same
law to be applied for different sets of people. Democracy often produces
undesired governments and protection of one set of rights often lead to
violation of others.
The Shari'ah
Islam is most known through its application of the Shari'ah, which is
commonly interpreted as Islamic law and popularly associated with criminal law.
This is an inadequate definition as the Shari'ah is much more than that. There is
undoubtedly a pre-eminence of law in Islam, which stems from its view of
revelation. This it regards as the manifested Will of Allah. The proper
response of humankind is therefore to submit to this Will, accept the
trusteeship inherent in this submission and be judged by it. Thus, every act,
however humble or private, whether sacred or not, becomes charged with
"legal" consequences. This judgement is based on a moral measure by
which there is, in Islam, the approved (halal) and the forbidden (haraam) for
almost all aspects of life.
The Shari'ah is however much more than law. It defines the way in which the
submission to Allah is to be done in every conceivable human situation. It
provides a means of understanding the Divine Will and a means of enacting that
Will through an action-based system, both for the individual as well as the
society. It encompasses, for example, the whole body of ethics and morality,
rules of prayer and fasting and all other aspects of religion to the extent
that it is sometimes confused with religion itself. The word literally means
"way" and denotes an actualisation of Divine Will. Some scholars
correctly regard it as the most powerful theme in the genius of Islamic
monotheism precisely because it is a process by which the concept of tawhid in
Islam is given form.
There can therefore be no doubt that an idealised Islamic state would
derive its features almost entirely through the Shari'ah. In a short
dissertation, the discussion of Shari'ah has been limited to only to ethics and
criminal law as it would take too long to investigate all its aspects.
Shari'ah Ethics
There is an over-riding importance of ethics4 in Islamic law. So much so
that the core of Shari'ah is often described as nothing but ethics. The Qur'an
repeatedly uses the phrase "those who believe and do righteous works"
to denote those who are to achieve salvation, thereby showing that what is
desired of man by God is not simply belief and worship but also righteous
deeds.
The 10th century encyclopaedic work, Rasa'il Ikhwan al-Safa, makes ethics
virtually the paramount purpose of existence of humankind5. There is no road to
paradise except this world and to pursue this world for itself is the height of
ethical evil, but to seek to realise value in this world is the height of
ethical goodness. One of the remarkable features of the single-minded striving
of ethics is the definition of what constitutes moral value. This is defined as
the whole body of values, whatever they may be. A definition of evil is to
promote one set of values at the expense of another. The realisation of the
purpose of creation itself is the struggle to raise oneself to embrace all
value. The importance of this philosophy cannot be underestimated. It means
that moral values have an objective existence, which the Muslim is required to
seek out and adhere to without regard to its source. This is pluralism right at
the core of the Shari'ah, despite the supercedary status of morality themes revealed
in the Qur'an. Such is the importance of ethics in Islam that it would form a
natural cornerstone of the ideal Islamic state. It is conceivable that
institutions of ethics and morality would form part of an ideal contemporary
Islamic state and the force of morality would be relied upon much more than law
for the running of society.
An important fact about Islamic ethics is that the theological and
philosophical theories that were constructed to support ethics during the
classical phase of Islam were based on Greek rationalism rather than any other
eastern philosophy. This relationship of Islam to western intellectual history
has not been recognised in the West and modern studies of ethics have largely
ignored this period of its development. This also means that ethics of state
espousing Islamic values would be amenable to analysis using contemporary tools
developed by the West from Greek philosophy.
Shari'ah Law and crime
The Sharia'h law encompasses all laws pertaining to inter-personal and
society relations, from marriage and inheritance to distribution of wealth and
army etiquette. In effect, it has the potentiality of dealing with all that is
the purview of the law in a contemporary state and more. Here, we shall deal
with some aspects of Shari'ah law that can be regarded as criminal law.
Criminal law in any society has just one ultimate purpose, which is to
protect the society from activity that society deems unacceptable for whatever
reason, principally the causing of injury to others. The process of meting out
justice to the crime may have a variety of reasons. The most liberal attitude
would take the view that human nature is itself not criminal and that crime is
only a symptom of an inequitable or unjust society. The criminal should
therefore be punished only for rehabilitation purposes as the real cause of
crime is the society itself. The view at the other extreme would be that crime
is the responsibility of the perpetrator alone and the first function of
criminal law is to protect the innocent society from the criminal. This group
would favour capital punishment and jail sentences to prevent the criminal from
repeating the crime. Latent in both procedures is the requirement that the
aggrieved party should feel that justice has been done. Another element,
especially found in religious societies is that each crime itself should
attract an equivalent punishment in the objective sense, in which justice is
seen to have been done in the eyes of God alone, regardless to its consequences
to society.
The degree to which crime and punishment are to be viewed as being
objective shapes the type of criminal law implemented in a particular state.
Where the liberal and objective viewpoint outweighs the preventative, the state
has necessarily to expend heavy resources in proving the crime and meting out
justice accurately as its ultimate purpose is to identify the crime and deal
with it accordingly. In a system where the primary purpose is prevention of
crime, the emphasis is on the punishment that will have the highest deterring
effect. The latter system is concerned more with the pragmatism than of
attaching a value to the crime and accepts that the punishment may not always
be commensurate with the crime. Although the former appears more humane and the
latter more regimental, in practice it is almost impossible to practice the
former which can lead to complicated and inefficient systems that still allow
mis-carriages of justice.
One would think that a religious law would be inclined to define crime and
punishment intrinsically; however Islam appears to do the opposite. What the
Shari'ah does is leave the choice of criminal activity, indeed any sinful or
merit worthy activity, to the individual by including ethics and morality
within itself. The ideas of sin and retribution put justice and the objectivity
of crime and punishment firmly in the spiritual domain, where Allah alone will
apportion infallible justice. Punishing a crime on earth is therefore a social
activity rather than a spiritual one and thus Islam attaches more importance to
a practical and deterrent purpose to punishment than to its rehabilitating
value. This is done by a rigid code of punishment attached to each crime, which
is then deliberately rarely applied because of the following reasons:
The crime is made difficult to prove. For example, in the act of
fornication, which is punishable by public flogging or even death for the
married fornicator, there needs to have four witnesses to the act of sexual
intimacy for it to be proven6. Showing only that a couple live together or that
they were found alone in a room from which sexual sounds were heard or that
three people saw the act being done would render the crime unprovable and
unpunishable. The effect of the system would therefore be to castigate only
prostitution and blatant sexual promiscuity as that would be the only type of
sexual crime that would be provable.
There is an in-built reluctance for a Muslim to judge even by a God-given
law. When a judgement is to be made, man does so reluctantly mindful of his own
fallibility. This reluctance is best demonstrated by the Prophet when someone
unaccused, came to him to admit to the crime of fornication. He refused to
acknowledge it until the person repeated his admission freely four separate
times7.
The Islamic criminal system therefore relies heavily on ethics and moral
teachings, makes crime a private matter between the individual and his Maker,
prefers not to punish even those who would otherwise be found guilty and
considers punishment necessary for its deterring rather than rehabilitating
value8. Thus even when the crime is proven, the judge is instructed to look for
mitigating circumstances or throw doubt upon the evidence that would allow the
commuting of the sentence. Moreover, the sentence can be avoided if the injured
party forgives the crime prior to taking the matter to court or through some
restitution. Besides that, the Imam has the absolute authority to grant pardon.
All these are overtures of mercy that are built-in within the Islamic Shari'ah.
The sporadic application of severe laws in modern times by some regimes
aspiring to implement Shari'ah law is not normative, goes against the very
ethos of Islam and is a by-product of the local political and social upheavals.
Miscarriages of justice are accepted in Islam as a manifestation of human
weakness. However, the believer does not see such miscarriages as miscarriages
in the grand scheme of things. An apparent miscarriage is considered to be the
result of a different previous crime that may have been committed by the
perpetrator in secret, thereby validating the impeccable justice of Allah and
assigning an objective value, albeit in the spiritual sense, to the crime9.
Punishment, when applied is to be viewed by the criminal as not only
rehabilitative but also redemptive as crime punished on earth shall not be
punished in the hereafter. In this sense, mercy is in-built even in the
application of punishment.
Conclusion
In summary, the themes pertaining to crime in Islam have the practical
effect of limiting society's right to judge and attach stigma to crime and
severity of punishment carried out in public provides a powerful deterrent to
crime. In a secular state, the purpose and practical effect of the criminal law
system is often unclear.
In a contemporary Islamic state, the courts could possibly operate with a
system close to the Western magistrate court model, allowing each side
professional support, with the exception that crime would be provable only upon
the availability of the prescribed witnesses and secondly, the decision as to
whether a crime was committed or not would not be delegated to a lay and
dubious jury. The judiciary and police and all other institutions connected to
the criminal law system would probably be highly streamlined, not only because
crime instances would be fewer but also because the stringent witness
requirement would reduce the number of cases that can reasonably be brought to
court
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